COMPLIMENTARY LIFE SETTLEMENT GUIDE
The Institutional
Life Settlement Playbook
A practical guide for broker-dealers, RIAs, banks, and institutional financial services firms evaluating life settlements as a planning capability.
Understand the Institutional Opportunity
& Key Market Drivers
Evaluate the Potential Client, Advisor,
and Firm Level Impact
Build a Framework for Compliance, Implementation and Partner Evaluation
LifeRoc Capital is a licensed life settlement provider and direct-access platform serving broker-dealers, RIAs, and institutional financial services firms.
Based on the 2025 National Life Settlement Report, LifeRoc was ranked the fastest-growing provider among the top five U.S. life settlement companies. LifeRoc’s average net death benefit per settlement was $1.58 million, compared to an industry average of $1.28 million — reflecting the firm’s focus on higher-value, complex cases and its relationships with advisors serving high-net-worth senior clients.
COMPLIMENTARY GUIDE FOR INSTITUTIONS
EVALUATING THE LIFE SETTLEMENT OPPORTUNITY
The playbook brings the strategic, operational, and regulatory considerations together in one concise institutional guide. Its sections cover the executive summary and institutional opportunity, business impact, regulatory and compliance considerations, and partner evaluation criteria
Executive Summary & Market Opportunity
Review the institutional opportunity, current market dynamics, and the key factors driving continued market growth.
Business Impact for Institutions
Explore how life settlement capabilities may support client outcomes, advisor value, relationship retention, AUM opportunities.
Regulatory & Compliance Considerations
Understand the licensing, supervision, suitability, disclosure, and compensation considerations within the life settlement space.
Partner Evaluation Criteria
Assess provider structure, funder access, implementation support, rollout capabilities, and value-added services and opportunities.
PARTNER WITH LIFEROC ON YOUR
NEXT LIFE SETTLEMENT CASE
REQUEST A FREE 24 HOUR
POLICY VALUATION HERE
HAVE QUESTIONS?
SCHEDULE A MEETING WITH US
Call Us
(888)662-0180
Office
12121 WILSHIRE BLVD,
SUITE 810
LOS ANGELES, CA 90025